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Tusla’s Statutory Remit: Dealing With Non-Compliant Early Years Services Providers

03 September 2019

It is a fundamental principle of administrative law that a public body may only do what it is empowered or required to do by statute, whether expressly or by necessary implication, and must also act in accordance with its statutory functions and duties. 

The Child and Family Agency, also known as Tusla, is the regulator of childcare services in Ireland. The agency and its powers have come into sharp focus recently, following RTÉ’s Prime Time Investigates documentary, “Creches, Behind Closed Doors”. In particular, Tusla’s powers, or lack thereof, to address poor standards in certain crèches in Dublin and other issues of non-compliance by early years services’ providers. We explore the extent of Tusla’s powers in this area.

Supervision of Early Years Services

Tusla’s powers governing the supervision of early years services are provided in Part VIIA of the Child Care Act 1991, as amended.[1]  

“Early years services” means a service providing:

  • A pre-school service, namely crèches, pre-school, play group, day nursery, day-care or other similar service that caters for children under 6 years old who are not attending a national school or equivalent (“pre-school children”), or
  • A school age service, namely any early years service, play group, day nursery, crèche, day-care or other similar service that caters for children under 15 years of age enrolled in a primary or post-primary school, subject to certain exceptions

Tusla has limited powers in dealing with registered early years services where issues arise, or with unregistered services.   

Tusla has the following powers to enforce Part VIIA of the 1991 Act:

  • Maintain a register of early years services’ providers
  • Register persons providing or proposing to provide an early years service
  • Refuse to register, impose conditions on the registration or remove a provider from the register where:
    • The service premises does not comply with regulations made under Part VIIA (Early Years Services Regulations), or
    • The service is or will not be operating in accordance with such regulations
  • Inspect early years services
  • Prosecute those operating an unregistered service
  • Prosecute non-compliance with a condition of registration
  • Re-examine the registration status of a provider at least every three years, and
  • Approve change of circumstances applications

Tusla does not have statutory authority to shut down a registered service where it determines that a provider is not in compliance with the Early Year Services Regulations, or a provider that is operating an early years’ service without ever being registered. 

In respect of a non-compliant registered provider, Tusla can deregister the provider by the giving of 21 days’ notice, which is appealable to the District Court. Deregistering a provider does not, however, guarantee that it will in fact cease operations.

Tusla also has the power to apply to the District Court for a warrant to enter and inspect any premises where it has reasonable grounds for believing that it is an unregistered or deregistered early years service. 

If a deregistered or unregistered provider continues its operations, Tusla does not have the statutory authority to shut down such operations. At present, Tusla would have to issue legal proceedings in the District Court for an order requiring the provider to cease operations. On conviction, the provider may be liable to a fine and/or a prohibition order preventing it from operating early years services for a specified period. 

Informing parents

Tusla is also constrained in its ability to inform parents about any concerns regarding registered and unregistered providers of childcare services. At present, parents can only be informed about potential child protection issues affecting their child if that child has been specifically identified as being at risk. Tusla does not, however, have any statutory or legal basis to contact parents if it has concerns regarding a provider.  

Comment

Since RTÉ’s documentary, Tusla and the Minister for Children and Youth Affairs have recognised the requirement for changes to strengthen Tusla’s enforcement powers for early years services

When it appeared before the Oireachtas Committee on Children and Youth Affairs to answer questions arising from the documentary, Tusla expressly called for greater powers to more effectively regulate the sector.[2] The Minister has also instructed that a Professional Regulator for the sector be established and asked for a review of regulatory powers nationally and internationally to ascertain what additional powers can be given to Tusla in this regard.

New powers being explored include:

  • Powers to close an unregistered service immediately, rather than having to go to Court
  • Powers to immediately close a registered service where Tusla has evidence of very serious breach of regulations
  • Powers to inform parents as early as possible regarding ongoing investigation/ proceedings, and
  • Powers to require services to display their registration status in a prominent position, together with any registration conditions.

Tusla’s powers in regulating early years services will also be further extended, with the recent announcement by the Minister of plans to extend the scope of regulation and inspection to all paid, non-relative childminding carried out by the childminder in their family setting.[3] We await these developments with interest. 

For more information on the scope of Tusla's powers and the future regulation of this sector, contact a member of our Public, Regulatory & Investigations team. 


The content of this article is provided for information purposes only and does not constitute legal or other advice.


[1] As inserted by Part 12 of the Child and Family Agency Act 2013, the Child Care Act 1991 (Early Years Services) Regulations 2016 as amended, and Child Care Act 1991 (Early Years Services) (Registration of School Age Services) Regulations 2018 as amended.

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